Shannon Ouellette
Shannon Ouellette is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Westminster, MA, with 24 years of industry experience. Shannon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
65 State Rd E Ste A, Westminster, MA, 01473
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shannon may earn commissions from insurance companies not affiliated with Northwestern Mutual. She also participates in several volunteer roles, including with the Unitarian Universalist Society of Gardner, the Gardner Elementary School PTO, and the Women's Circle of Giving, dedicating a few hours per week to each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.