Robert Ward
Robert Ward is a ChFC-designated registered investment advisor at Fountain Financial Group, INC., based in Apple Valley, MN, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 70 clients with $38M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.95% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.55% |
| $500K - $750K | 1.35% |
| $750K - $1000K | 1.15% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $2.0M | 0.95% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.65% |
Annual fee may be negotiable. For clients participating in the FFG Directional Strategy, the fee is 2.5%.
Fee Estimator
Location
Apple Valley, MN
Get directionsHistory
Regulatory History (6)
Regulatory
January 2018Regulatory
April 2017Regulatory
February 2016Employment Separation After Allegations
May 2015Customer Dispute
August 2009Civil Bond
August 2008Other Business ActivitiesSells Insurance
Robert is a licensed insurance agent, spending about 10% of his time in this role. He also works as CEO of Oaks Financial Services, consulting with other advisors on retirement income strategies, dedicating nearly full-time hours to this.
Employment History
Current Registrations
Fountain Financial Group, INC.
Previous Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Lutheran Brotherhood Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.