MK
MK
Mark Konrardy
23 Years of Experience
Dubuque, IA
2 DisclosuresBroker
Mark Konrardy is a registered investment advisor at Richmond Investment Services LLC, based in Dubuque, IA, with 23 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 862 clients with $390M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
862 clients
Average Client Portfolio
$456K average
Assets Under Management
$393.5M
Fee Structure
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $5.0M | 1.50% |
| $5M+ | 1.50% |
Fees negotiable for accounts over $5,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
470 W. 4th St, Dubuque, IA, 52001
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013Denied
Criminal
March 1996Final Disposition
Other Business Activities
Mark operates under the DBA "DB&T Investment Services" for his LPL business since February 2024, dedicating minimal time to it.
Employment History
Current Registrations
Richmond Investment Services LLC
September 2025 - Present · 8 mos
LPL Financial LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
LPL Financial LLC
May 2022 - July 2025 · 3 yrs 2 mos
LPL Financial LLCBroker
May 2022 - July 2025 · 3 yrs 2 mos
CUNA Brokerage Services, INC.
December 2021 - May 2022 · 5 mos
CUNA Brokerage Services, INC.Broker
December 2021 - May 2022 · 5 mos
Advised Assets Group, LLC
March 2021 - November 2021 · 8 mos
Gwfs Equities, INC.Broker
March 2021 - November 2021 · 8 mos
Prudential Customer Solutions LLC
May 2019 - April 2020 · 11 mos
Prudential Investment Management Services LLCBroker
April 2008 - April 2020 · 12 yrs
Global Portfolio Strategies, INC.
April 2008 - December 2018 · 10 yrs 8 mos
U.S. Bancorp Investments, INC.
March 2006 - March 2008 · 2 yrs
U.S. Bancorp Investments, INC.Broker
March 2005 - March 2008 · 3 yrs
Edward JonesBroker
November 2003 - February 2005 · 1 yr 3 mos
Cigna Financial Services, INC.
February 2003 - November 2003 · 9 mos
Cigna Financial Services, INC.Broker
March 2001 - November 2003 · 2 yrs 8 mos
State Registrations9 states
ALAZFLIAILMONDUTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.