David Brock is a registered investment advisor at The Brock Group, LLC, based in Plymouth, MI, with 15 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 253 clients with $94M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $750K | 0.85% |
| $750K - $1000K | 0.75% |
| $1.0M - $1.5M | 0.65% |
| $1.5M+ | 0.50% |
The Adviser reserves the right to modify Investment Management fees (higher or lower), depending upon the nature of the engagement, complexity of services, time to be incurred, for pre-existing relationships, or other special situations and at the Adviser’s discretion.
Fee Estimator
Location
110 W Liberty St., Plymouth, MI, 48170
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an independent insurance agent in Plymouth, MI since 2003, dedicating a significant amount of time (over 100 hours per month) to this activity. He sells fixed insurance products and annuities from various insurance companies.
Employment History
Current Registrations
The Brock Group, LLC
State Registrations2 states
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