The Brock Group provides investment management and consultation services. Investment management is ongoing and provides continuous advice. Consultation is project-based. The Brock Group works with clients to determine their needs, goals, and risk tolerance. Clients play an active role in the process. The Brock Group may recommend investments in stocks, mutual funds, exchange-traded funds, and other assets. The Brock Group does not have custody of client funds or securities.
Assets Under Management$94M
Clients253
Advisors1
Avg. per Client$370K
Avg. per Advisor$94M
Fee Structure
Minimum Investment:$50K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $750K | 0.85% |
| $750K - $1000K | 0.75% |
| $1.0M - $1.5M | 0.65% |
| $1.5M+ | 0.50% |
The Adviser reserves the right to modify Investment Management fees (higher or lower), depending upon the nature of the engagement, complexity of services, time to be incurred, for pre-existing relationships, or other special situations and at the Adviser’s discretion.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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