CM
CFA
CM
CFA

Christian Maclean

25 Years of Experience
Indian Wells, CA
2 DisclosuresBrokerSells Insurance

Christian Maclean is a CFA-designated registered investment advisor, based in Indian Wells, CA, with 25 years of industry experience.

Location

74900 Us Highway 111, Ste 224, Indian Wells, CA, 92210

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Closed-No Action
Customer Dispute
March 2008
Settled
Other Business ActivitiesSells Insurance

Christian is the President and Owner of MacLean Capital Advisors LLC, a Registered Investment Advisor, dedicating full-time hours to providing investment advice. He also engages in independent insurance sales for various carriers and fixed insurance sales as an agent for PKS Financial Services.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2011 - Present · 14 yrs 9 mos
Maclean Capital Advisors, LLC
May 2011 - Present · 14 yrs 11 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
February 2009 - July 2011 · 2 yrs 5 mos
Cambridge Investment Research, INC.Broker
February 2009 - July 2011 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2001 - February 2009 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2001 - February 2009 · 8 yrs
State Registrations5 states
AZCACOMNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christian Maclean - Financial Advisor | TrueAdvisor