PT
CFP
PT
CFP

Phillip Tanner

10 Years of Experience
Indian Wells, CA
1 DisclosureBroker

Phillip Tanner is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Indian Wells, CA, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

75 280 Highway 111, Indian Wells, CA, 92210

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History

Regulatory History (1)
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Regulatory
February 2013
Final
Employment History
Current Registrations
UBS Financial Services INC.Broker
August 2023 - Present · 3 yrs 1 mo
UBS Financial Services INC.
April 2023 - Present · 3 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
January 2023 - March 2023 · 2 mos
Cetera Advisor Networks LLCBroker
November 2017 - December 2019 · 2 yrs 1 mo
Goldman Sachs Personal Financial Management
June 2017 - April 2023 · 5 yrs 10 mos
Girard Securities, INC.Broker
June 2017 - November 2017 · 5 mos
Jensen Wealth Advisors
March 2016 - June 2017 · 1 yr 3 mos
LPL Financial LLC
December 2015 - June 2017 · 1 yr 6 mos
LPL Financial LLCBroker
November 2015 - June 2017 · 1 yr 7 mos
State Registrations30 states
AZCACOCTFLHIIAIDILINKSMDMIMOMTNCNJNVNYOHOKORPASCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.