PT
CFP
PT
CFP
Phillip Tanner
10 Years of Experience
Indian Wells, CA
1 DisclosureBroker
Phillip Tanner is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Indian Wells, CA, with 10 years of industry experience. Phillip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
75 280 Highway 111, Indian Wells, CA, 92210
Get directionsHistory
Regulatory History (1)
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Regulatory
February 2013Final
Employment History
Current Registrations
UBS Financial Services INC.Broker
August 2023 - Present · 3 yrs 2 mos
UBS Financial Services INC.
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
January 2023 - March 2023 · 2 mos
Cetera Advisor Networks LLCBroker
November 2017 - December 2019 · 2 yrs 1 mo
Goldman Sachs Personal Financial Management
June 2017 - April 2023 · 5 yrs 10 mos
Girard Securities, INC.Broker
June 2017 - November 2017 · 5 mos
Jensen Wealth Advisors
March 2016 - June 2017 · 1 yr 3 mos
LPL Financial LLC
December 2015 - June 2017 · 1 yr 6 mos
LPL Financial LLCBroker
November 2015 - June 2017 · 1 yr 7 mos
State Registrations30 states
AZCACOCTFLHIIAIDILINKSMDMIMOMTNCNJNVNYOHOKORPASCTNTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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