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Ramon Martinez

Esi Financial Advisors
24 Years of Experience
Ashland, OR
1 DisclosureBroker
View SEC Summary
View SEC Summary

Ramon Martinez is a registered investment advisor at Esi Financial Advisors, based in Ashland, OR, with 24 years of industry experience. Ramon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
536 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Ashland, OR

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ramon works as a musician since 2019. This activity is not investment-related.

Employment History
Current Registrations
Equity Services, INC.Broker
April 2024 - Present · 2 yrs 6 mos
Esi Financial Advisors
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Pruco Securities, LLC.Broker
January 2023 - January 2024 · 1 yr
Prudential Financial Planning Services
January 2023 - January 2024 · 1 yr
Esi Financial Advisors
January 2012 - December 2022 · 10 yrs 11 mos
Equity Services, INC.Broker
January 2012 - December 2022 · 10 yrs 11 mos
CUNA Brokerage Services, INC.
July 2009 - February 2012 · 2 yrs 7 mos
CUNA Brokerage Services, INC.Broker
July 2009 - February 2012 · 2 yrs 7 mos
Chittenden Securities
December 2003 - June 2009 · 5 yrs 6 mos
Chittenden Securities, LLC.Broker
July 2001 - June 2009 · 7 yrs 11 mos
State Registrations16 states
CACTFLGAILMDMINCNJNYOHORPATXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Ramon Martinez - Financial Advisor | TrueAdvisor