DN
DN

Dawn Newland

19 Years of Experience
Sarasota, FL
Broker

Dawn Newland is a registered investment advisor at Morgan Stanley, based in Sarasota, FL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2 North Tamiami Trail, Suite 1100, Sarasota, FL, 34236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dawn is the sole proprietor and owner of First Responders Pool Service LLC, providing residential pool cleaning services. She spends minimal time on administrative and bookkeeping tasks after business hours.

Employment History
Current Registrations
Morgan Stanley
February 2023 - Present · 3 yrs 3 mos
Morgan StanleyBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
April 2017 - February 2023 · 5 yrs 10 mos
UBS Financial Services INC.Broker
April 2017 - February 2023 · 5 yrs 10 mos
Morgan Stanley
March 2012 - November 2016 · 4 yrs 8 mos
Morgan StanleyBroker
September 2011 - November 2016 · 5 yrs 2 mos
Hsbc Securities (USA) INC.Broker
March 2008 - May 2011 · 3 yrs 2 mos
Chase Investment Services CORP.Broker
February 2001 - January 2003 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Dawn Newland - Financial Advisor | TrueAdvisor