Lennie Walters is a registered investment advisor, based in Shawnee, KS, with 19 years of industry experience.
Location
Shawnee, KS
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lennie is the sole proprietor of Walters LLC, a farming business where he purchases cattle. This activity takes a few hours per week.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
October 2023 - Present · 2 yrs 7 mos
Steward Partners Investment Solutions, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Steward Partners Investment Solutions, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Ameritas Investment Company, LLCBroker
August 2022 - September 2023 · 1 yr 1 mo
Ameritas Advisory Services, LLC
August 2022 - September 2023 · 1 yr 1 mo
Waddell & Reed
June 2008 - September 2021 · 13 yrs 3 mos
Ivy Funds Distributor, INC.Broker
May 2008 - July 2010 · 2 yrs 2 mos
Waddell & ReedBroker
April 2007 - September 2021 · 14 yrs 5 mos
Edward JonesBroker
February 2001 - January 2003 · 1 yr 11 mos
State Registrations1 state
KS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.