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Devon Wood

24 Years of Experience
Salt Lake Cty, UT
BrokerSells Insurance

Devon Wood is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Salt Lake Cty, UT, with 24 years of industry experience. Devon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

111 East Broadway, Suite 1400, Salt Lake Cty, UT, 84111-5260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Devon may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Devon also owns two investment properties, with his wife handling one and Devon spending minimal time on both.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2011 - Present · 15 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
May 2001 - Present · 25 yrs
State Registrations17 states
AKAZCACODCGAIDMAMTNCNYORPASDTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.