JM
JM

Judith Miron

24 Years of Experience
Tulsa, OK
1 DisclosureBrokerSells Insurance

Judith Miron is a registered investment advisor, based in Tulsa, OK, with 24 years of industry experience.

Location

6660 S Sheridan Rd, Suite 205, Tulsa, OK, 74133

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Denied
Other Business ActivitiesSells Insurance

Judith is an independent insurance agent since 2000, working with various independent insurance companies and dedicating about 10-20% of her time. She is also a financial professional utilizing a DBA name through Northstar Wealth Management LLC and an advisory representative of a RIA, CIRA.

Employment History
Current Registrations
Cambridge Investment Research, INC.
February 2016 - Present · 10 yrs 3 mos
Cambridge Investment Research Advisors, INC.
February 2016 - Present · 10 yrs 3 mos
Cambridge Investment Research, INC.Broker
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
MML Investors Services, LLC
November 2012 - December 2015 · 3 yrs 1 mo
MML Investors Services, LLCBroker
October 2012 - December 2015 · 3 yrs 2 mos
AXA Advisors, LLC
March 2008 - October 2012 · 4 yrs 7 mos
AXA Advisors, LLCBroker
March 2008 - October 2012 · 4 yrs 7 mos
Metlife Securities INC.
February 2006 - March 2008 · 2 yrs 1 mo
Metlife Securities INC.Broker
February 2001 - March 2008 · 7 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
February 2001 - July 2007 · 6 yrs 5 mos
State Registrations10 states
ARCOGAKSMOMTNHOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Judith Miron - Financial Advisor | TrueAdvisor