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Stephen Reed

UBS Financial Services INC.
25 Years of Experience
Chapel Hill, NC
1 DisclosureBroker
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Stephen Reed is a registered investment advisor at UBS Financial Services INC., based in Chapel Hill, NC, with 25 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

317 W. Barbee Chapel Road, Chapel Hill, NC, 27517

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
September 2015 - Present · 11 yrs 1 mo
UBS Financial Services INC.Broker
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
October 2008 - October 2015 · 7 yrs
Wells Fargo Advisors, LLCBroker
February 2001 - October 2015 · 14 yrs 8 mos
State Registrations33 states
ALAZCACOCTDCDEFLGAHIILINMAMDMEMOMSNCNHNJNYOHOKORPAPRSCTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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