MS
MS

Michael Scialla

24 Years of Experience
Castle Rock, CO
Broker

Michael Scialla is a registered investment advisor at Stephens, based in Castle Rock, CO, with 24 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

Loading...

Location

Castle Rock, CO

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Stephens
January 2024 - Present · 2 yrs 8 mos
Stephens
November 2022 - Present · 3 yrs 10 mos
StephensBroker
November 2022 - Present · 3 yrs 10 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2010 - September 2022 · 12 yrs 2 mos
Thomas Weisel Partners LLCBroker
January 2008 - July 2010 · 2 yrs 6 mos
A. G. Edwards & Sons, INC.
March 2006 - December 2007 · 1 yr 9 mos
A. G. Edwards & Sons, INC.Broker
February 2001 - December 2007 · 6 yrs 10 mos
State Registrations2 states
ARCO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.