SA
CFP
SA
CFP

Seth Asher

25 Years of Experience
Wichita, KS
BrokerSells Insurance

Seth Asher is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Wichita, KS, with 25 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

13111 E 21st St N, Wichita, KS, 67226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Seth is an independent insurance agent for various companies, spending minimal time on this activity. He is also an advisory representative of an RIA, taking about half of his time, and owns CoreNorth Properties LLC, dedicating a few hours per week.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2014 - Present · 12 yrs 2 mos
Cambridge Investment Research, INC.Broker
July 2014 - Present · 12 yrs 2 mos
Previous Registrations
Metlife Securities INC.
November 2012 - July 2014 · 1 yr 8 mos
Metlife Securities INC.Broker
November 2012 - July 2014 · 1 yr 8 mos
New England Securities Corporation
January 2007 - July 2014 · 7 yrs 6 mos
New England SecuritiesBroker
February 2001 - July 2014 · 13 yrs 5 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.