Seth Asher is a CFP-designated registered investment advisor, based in Wichita, KS, with 25 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold.
Location
13111 E 21st St N, Wichita, KS, 67226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Seth is an independent insurance agent for various companies, spending minimal time on this activity. He is also an advisory representative of an RIA, taking about half of his time, and owns CoreNorth Properties LLC, dedicating a few hours per week.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Metlife Securities INC.
Metlife Securities INC.Broker
New England Securities Corporation
New England SecuritiesBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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