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Charles James Noti

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
323 clients
Average Client Portfolio
$329K average
Assets Under Management
$106.2M

Fee Structure

Minimum Investment:$50K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1M+1.00%

Fees may be negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3570 Hamilton Blvd., Suite 301, Allentown, PA, 18103

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is a CPA since 2010, dedicating a few hours per week to this role. He also works as a controller for a property management business and sells fixed insurance, spending about 10-20% of his time on these activities.

Employment History
Current Registrations
Liberty Asset Management
June 2010 - Present · 15 yrs 8 mos
Apw Capital, INC.Broker
February 2010 - Present · 16 yrs
Previous Registrations
Securian Financial Services, INC.Broker
March 2004 - February 2010 · 5 yrs 11 mos
Fsc Securities Corporation
December 2003 - March 2004 · 3 mos
Fsc Securities CorporationBroker
January 2001 - March 2004 · 3 yrs 2 mos
State Registrations13 states
ALAZCAFLILMAMDMENCNJNYPASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Charles James Noti - Financial Advisor | TrueAdvisor