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William Warnock
24 Years of Experience
Wichita Falls, TX
1 DisclosureBroker
William Warnock is a registered investment advisor at Cetera Investment Advisers LLC, based in Wichita Falls, TX, with 24 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
4210 Kell Blvd, Suite 200, Wichita Falls, TX, 76309
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
February 2021Other Business Activities
William is the owner of GIWA Holdings LLC, acting as a passive investor. He also works as a wealth advisor for Warnock Wealth Management, dedicating about a quarter of his time to advising clients.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2021 - June 2023 · 2 yrs 2 mos
Summit Financial Group INC
April 2021 - May 2021 · 1 mo
Morgan StanleyBroker
June 2009 - March 2021 · 11 yrs 9 mos
Morgan Stanley
June 2009 - March 2021 · 11 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2006 - April 2007 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
March 2006 - April 2007 · 1 yr 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
August 2001 - March 2006 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2001 - March 2006 · 4 yrs 9 mos
State Registrations10 states
AZCAILKSLAMIOKTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.