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Mark Barkasy

St. Bernard Financial Services, INC.
22 Years of Experience
Vernon, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Barkasy is a registered investment advisor at St. Bernard Financial Services, INC., based in Vernon, CT, with 22 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 798 clients with $140M in assets under management.

St. Bernard Financial Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
798 clients
Average Client Portfolio
$171K average
Assets Under Management
$136.2M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K2.00%
$50K - $100K1.75%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $5.0M1.00%
$5M+1.00%

Fees for accounts over $5 million are negotiable. Clients may alternatively choose a flat fee to be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

220 Hartford Turnpike, 2nd Floor, Vernon, CT, 06066

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History

Regulatory History (1)
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Criminal
November 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is the President/Owner of Embark Financial and Insurance Partners, LLC, where he focuses on insurance sales, dedicating nearly full-time hours to this role. He also works as a track official at Manchester High School for a few hours per week.

Employment History
Current Registrations
St. Bernard Financial Services, INC.
February 2018 - Present · 8 yrs 8 mos
St. Bernard Financial Services, INC.Broker
February 2018 - Present · 8 yrs 8 mos
St. Bernard Financial Services, INC.
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
June 2011 - February 2018 · 6 yrs 8 mos
Invest Financial CorporationBroker
June 2011 - February 2018 · 6 yrs 8 mos
Ensemble Financial Services, INC.Broker
January 2009 - June 2011 · 2 yrs 5 mos
Ensemble Financial Services, INC.
January 2009 - June 2011 · 2 yrs 5 mos
Signator Investors, INC.
September 2008 - January 2009 · 4 mos
Signator Investors, INC.Broker
August 2008 - January 2009 · 5 mos
Ing Financial Advisers, LLC
September 2004 - June 2008 · 3 yrs 9 mos
Ing Financial Advisers, LLCBroker
August 2004 - June 2008 · 3 yrs 10 mos
Aetna Investment Services, LLCBroker
February 2001 - January 2002 · 11 mos
State Registrations2 states
CTFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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