Charles Puccio
Charles Puccio is a registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Coralville, IA, with 25 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
2570 Holiday Road, Ste. 100, Coralville, IA, 52241
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles owns AME Real Estate, LLC, and is involved in real estate sales, rental properties, and property management in Iowa City since 2015. He is also an insurance agent selling non-variable insurance since 2001, and owns Puccio Investment Services, a DBA for marketing purposes, and is also involved in real estate sales/rental properties/property management in Nashville since 2018.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
United Planners' Financial Services of America a Limited Partner
Previous Registrations
Wealth Advisors Group, LLC
Private Client Services, LLCBroker
Sii Investments, INC.
Sii Investments, INC.Broker
Intersecurities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.