Summer Diaz
Summer Diaz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Miami, FL, with 25 years of industry experience. Summer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
8390 SW 72nd Ave, Ste 142B, Miami, FL, 33143-7664
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2023Customer Dispute
March 2017Customer Dispute
February 2009Other Business Activities
Summer owns commercial real estate and another business, dedicating minimal time to each. She also volunteers with the Fellowship of Christian Athletes, spending a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.