Carroll Clark
Carroll Clark is a registered investment advisor at Ameriprise Financial Services, LLC, based in Miami, FL, with 44 years of industry experience. Carroll operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
15715 S Dixie Hwy, Ste 413, Miami, FL, 33157-1884
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2017Customer Dispute
May 2016Other Business Activities
Carroll has business ownership activities since 2010 and 2022, and spends minimal time on them. Carroll also notarizes signed documents, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.