Carroll Clark
Carroll Clark is a registered investment advisor at Ameriprise Financial Services, LLC, based in Miami, FL, with 45 years of industry experience. Carroll is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
15715 S Dixie Hwy, Ste 413, Miami, FL, 33157-1884
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2017Customer Dispute
May 2016Other Business Activities
Carroll has business ownership activities since 2010 and 2022, and spends minimal time on them. Carroll also notarizes signed documents, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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