Diego Velasquez is a registered investment advisor, based in Coral Springs, FL, with 24 years of industry experience.
Location
11555 Heron Bay Blvd, Suite 200, Coral Springs, FL, 33076
Get directionsHistory
Regulatory History (3)
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Customer Dispute
July 2010Award / Judgment
Customer Dispute
October 2009Settled
Customer Dispute
December 2008Withdrawn
Other Business Activities
Diego works full-time as a financial planner with Kestra Advisory Services and as a registered representative with Velasquez Wealth Management. He also owns D&L Velasquez LLC for tax purposes and is a landlord for a rental property, dedicating minimal time to each.
Employment History
Current Registrations
Kestra Advisory Services, LLC
August 2023 - Present · 2 yrs 11 mos
Kestra Investment Services, LLC
August 2023 - Present · 2 yrs 11 mos
Kestra Investment Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
February 2012 - August 2023 · 11 yrs 6 mos
Ameriprise Financial Services, LLC
February 2012 - August 2023 · 11 yrs 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
Wachovia Securities, LLC
July 2004 - December 2008 · 4 yrs 5 mos
Wachovia Securities, LLCBroker
July 2004 - December 2008 · 4 yrs 5 mos
Morgan Stanley
February 2002 - July 2004 · 2 yrs 5 mos
Morgan Stanley Dw INC.Broker
February 2002 - July 2004 · 2 yrs 5 mos
J.P. Morgan Securities INC.Broker
May 2001 - November 2001 · 6 mos
J.P. Morgan Securities INC.Broker
April 2001 - May 2001 · 1 mo
State Registrations14 states
CACODEFLGAIAILMDMINJNYPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.