James Nici is a registered investment advisor at Financial Transparency, based in Greensboro, NC, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 233 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial Transparency offers three investment management programs with fees that are negotiated with your advisor, but will not exceed the following:
- Let's Get Started: Not to exceed 1.00% of your portfolio per year.
- Managed Investment Portfolios: Not to exceed 1.75% of your portfolio per year. Minimum investment of $25,000.
- Customized Managed Accounts: Not to exceed 2.15% of your portfolio per year. Minimum investment of $150,000.
Location
Greensboro, NC
Get directionsHistory
Regulatory History (1)
Judgment / Lien
May 2013Other Business Activities
James is the sole owner and attorney at NICI Law Firm, dedicating nearly full-time hours. He is also a manager at Aristotle Adivsors, LLC, Strategic Planners Group, LLC, and SJNLS Equity Partners, LLC, spending about a third of his time at Aristotle, and minimal time at the other two.
Employment History
Current Registrations
Financial Transparency
Previous Registrations
Trustee Empowerment & Protection, INC.
Cssc Brokerage Services, INC.Broker
M Holdings Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.