James Nici is a registered investment advisor at Financial Transparency, based in Naples, FL, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 3 more. Their firm serves 235 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.15% |
Maximum annual fee percentages vary by program: Let's Get Started is up to 1.00%, Managed Investment Portfolios is up to 1.75%, and Customized Managed Accounts is up to 2.15%. Actual fees are negotiated with your advisor.
Fee Estimator
Location
1865 Veterans Park Drive, Suite 203, Naples, FL, 34109
Get directionsHistory
Regulatory History (1)
Judgment / Lien
May 2013Other Business Activities
James is the sole owner and attorney at NICI Law Firm, dedicating nearly full-time hours. He is also a manager at Aristotle Adivsors, LLC, Strategic Planners Group, LLC, and SJNLS Equity Partners, LLC, spending about a third of his time at Aristotle, and minimal time at the other two.
Employment History
Current Registrations
Financial Transparency
Previous Registrations
Trustee Empowerment & Protection, INC.
Cssc Brokerage Services, INC.Broker
M Holdings Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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