William Miller
William Miller is a CFP-designated registered investment advisor at Pks Advisory Services, LLC, based in Albany, NY, with 24 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 4,416 clients with $910M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PKS Advisory Services provides investment management for an annual fee based on the value of your investments. The fee can be up to 2.75% and varies depending on the amount you invest, the type of services you need, and the experience of the advisor. This fee does not include brokerage commissions or other transaction costs.
Location
80 State Street, Albany, NY, 12207
Get directionsHistory
Regulatory History (1)
Criminal
December 1994Other Business ActivitiesSells Insurance
William is a musician, dedicating about 10-20% of his time to writing and performing music. He also works as an insurance agent providing fixed insurance advice to clients, spending about 10-20% of his time on this activity, and is an IAR providing investment advice full-time.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Bcg Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.