WM
CFP
WM
CFP
William Miller
25 Years of Experience
West Chester, PA
1 DisclosureBrokerSells Insurance
William Miller is a CFP-designated registered investment advisor, based in West Chester, PA, with 25 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.
Location
535 M. Church Street, Suite 206, West Chester, PA, 19380
Get directionsHistory
Regulatory History (1)
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Criminal
December 1994Final Disposition
Other Business ActivitiesSells Insurance
William is a musician, dedicating about 10-20% of his time to writing and performing music. He also works as an insurance agent providing fixed insurance advice to clients, spending about 10-20% of his time on this activity, and is an IAR providing investment advice full-time.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
July 2019 - Present · 7 yrs 3 mos
Pks Advisory Services, LLC
July 2019 - Present · 7 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2004 - August 2019 · 14 yrs 10 mos
Ameriprise Financial Services, INC.Broker
October 2004 - August 2019 · 14 yrs 10 mos
Ids Life Insurance CompanyBroker
October 2004 - July 2006 · 1 yr 9 mos
Bcg Securities, INC.Broker
April 2001 - September 2004 · 3 yrs 5 mos
State Registrations3 states
OHPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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