Manuel Heredia
Manuel Heredia is a registered investment advisor at UBS Financial Services INC., based in Mcallen, TX, with 22 years of industry experience. Manuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1700 South 10th Street, Paseo Plaza Shopping Center, Mcallen, TX, 78503
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2007Other Business Activities
Manuel is involved in several real estate ventures, including DPRIME LLC for property protection and renting, HQ Investment Group for buying and selling properties, and Blue Stellar Enterprises LLC as a partner in real estate purchase, sale, and rentals. He dedicates time on weekends to Blue Stellar Enterprises.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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