JS
JS
Josef Stark is a registered investment advisor at LPL Financial LLC, based in Gladstone, NJ, with 57 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Loading...
Location
Gladstone, NJ
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1992Settled
Customer Dispute
May 1992Final
Customer Dispute
January 1992Settled
Employment History
Current Registrations
LPL Financial LLCBroker
May 2023 - Present · 3 yrs
LPL Financial LLC
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2011 - May 2023 · 11 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2011 - May 2023 · 11 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - June 2011 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1989 - June 2011 · 21 yrs 9 mos
Prudential-Bache Securities INC.Broker
February 1980 - August 1989 · 9 yrs 6 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - March 1980 · 2 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
March 1979 - January 1980 · 10 mos
Shearson/american Express INC.Broker
November 1977 - November 1983 · 6 yrs
Prudential-Bache Securities INC.Broker
September 1977 - August 1989 · 11 yrs 11 mos
Faulkner, Dawkins & Sullivan INC.Broker
January 1976 - November 1977 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
August 1974 - March 1976 · 1 yr 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
September 1968 - May 1974 · 5 yrs 8 mos
State Registrations12 states
CACOCTDEFLILNJNYOHPAVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.