Francis Beam is a registered investment advisor, based in Wilmington, NC, with 25 years of industry experience.
Location
5535 Currituck Drive, Suite 110, Wilmington, NC, 28403
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Francis is the managing member of Carbea LLC, a rental property, and monitors the property manager. This activity requires minimal time.
Employment History
Current Registrations
Captrust
February 2020 - Present · 6 yrs 5 mos
Capfinancial Securities, LLC.Broker
February 2020 - Present · 6 yrs 5 mos
Previous Registrations
Fountain Financial Associates, INC.
March 2015 - March 2020 · 5 yrs
Cetera Advisor Networks LLC
December 2005 - March 2015 · 9 yrs 3 mos
Cetera Advisor Networks LLCBroker
November 2005 - February 2020 · 14 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
May 2001 - November 2005 · 4 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
May 2001 - January 2002 · 8 mos
Signator Investors, INC.Broker
February 2001 - April 2001 · 2 mos
State Registrations9 states
ARCTFLGAMONCNYSCVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.