David Hale is a CFP-designated registered investment advisor, based in San Francisco, CA, with 25 years of industry experience.
Location
201 Mission Street, Suite 1825, San Francisco, CA, 94105
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Regulatory History (2)
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Customer Dispute
February 2019Settled
Customer Dispute
February 2010Denied
Other Business Activities
David is a Wealth Advisor for Perigon Wealth Management LLC and a registered representative with PKS, spending most of his time on business development and client service. He also serves as a Director for Battle Creek Meadows Ranch, Inc., focusing on timber and range management for a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2018 - Present · 7 yrs 9 mos
Perigon Wealth Management, LLC
May 2018 - Present · 7 yrs 11 mos
Previous Registrations
Avondale Partners, LLC
August 2012 - September 2018 · 6 yrs 1 mo
Avondale Conquest, LLC
July 2012 - July 2018 · 6 yrs
Avondale Partners, LLCBroker
July 2012 - July 2018 · 6 yrs
First Allied Advisory Services, INC.
July 2012 - August 2012 · 1 mo
First Allied Securities, INC.
September 2008 - July 2012 · 3 yrs 10 mos
First Allied Securities, INC.Broker
August 2008 - August 2012 · 4 yrs
UBS Financial Services INC.
September 2006 - September 2008 · 2 yrs
UBS Financial Services INC.Broker
September 2006 - September 2008 · 2 yrs
Morgan Stanley
May 2001 - September 2006 · 5 yrs 4 mos
Morgan Stanley Dw INC.Broker
March 2001 - September 2006 · 5 yrs 6 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.