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Ryan Lindgren

24 Years of Experience
Barrington, IL
1 DisclosureBroker

Ryan Lindgren is a registered investment advisor at UBS Financial Services INC., based in Barrington, IL, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

303 East Main Street, 3rd Floor, Barrington, IL, 60010

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History

Regulatory History (1)
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Criminal
June 1999
Final Disposition
Other Business Activities

Ryan has a passive holding account, Lindgren Brothers LLC, split with his two brothers, where they discuss investment opportunities. This activity is not investment-related and appears to require minimal time.

Employment History
Current Registrations
UBS Financial Services INC.
February 2009 - Present · 17 yrs 3 mos
UBS Financial Services INC.Broker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2001 - February 2009 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2001 - February 2009 · 7 yrs 10 mos
State Registrations37 states
ALAZCACOCTDCFLGAIAIDILINKSKYMAMDMEMIMNMOMTNCNJNMNVNYOHORPASCTNTXVAVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.