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Stefan Niculae
24 Years of Experience
Mechanicsburg, PA
1 DisclosureBrokerSells Insurance
Stefan Niculae is a registered investment advisor at Cetera Investment Advisers LLC, based in Mechanicsburg, PA, with 24 years of industry experience. Stefan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
12 Cumberland Estates Dr, Mechanicsburg, PA, 17050
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2008Settled
Other Business ActivitiesSells Insurance
Stefan sells fixed insurance products, including life insurance, annuities, and long-term care insurance. He also owns Stefan Niculae Advisors LLC, which is a dormant company for tax purposes.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
January 2004 - Present · 22 yrs 4 mos
Cetera Wealth Services, LLC
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2004 - June 2023 · 19 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2001 - January 2004 · 2 yrs 9 mos
State Registrations5 states
CTFLHIPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.