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Stefan Niculae

Cetera Investment Advisers LLC
25 Years of Experience
Mechanicsburg, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Stefan Niculae is a registered investment advisor at Cetera Investment Advisers LLC, based in Mechanicsburg, PA, with 25 years of industry experience. Stefan is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

5 Kacey Ct Ste 101, Mechanicsburg, PA, 17055

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History

Regulatory History (1)
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Customer Dispute
October 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stefan sells fixed insurance products, including life insurance, annuities, and long-term care insurance. He also owns Stefan Niculae Advisors LLC, which is a dormant company for tax purposes.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
January 2004 - Present · 22 yrs 9 mos
Cetera Wealth Services, LLC
January 2004 - Present · 22 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2004 - June 2023 · 19 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2001 - January 2004 · 2 yrs 9 mos
State Registrations5 states
CTFLHIPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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