JC
JC
Joseph Clegg
24 Years of Experience
Mechanicsburg, PA
3 DisclosuresBrokerSells Insurance
Joseph Clegg is a registered investment advisor at Cetera Investment Advisers LLC, based in Mechanicsburg, PA, with 24 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Mechanicsburg, PA
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011Denied
Customer Dispute
February 2008Settled
Employment Separation After Allegations
March 2006Other Business ActivitiesSells Insurance
Joseph is an insurance agent selling health, Medicare, and property & casualty insurance, dedicating a few hours per week. He is also the owner/president of Ridgeline Wealth Solutions, a financial services DBA, spending full-time hours on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLC
October 2006 - Present · 19 yrs 9 mos
Cetera Wealth Services, LLCBroker
October 2006 - Present · 19 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2007 - June 2023 · 16 yrs 4 mos
Pruco Securities, LLC.Broker
March 2001 - April 2006 · 5 yrs 1 mo
State Registrations5 states
AZCACOFLPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.