Joseph Clegg
Joseph Clegg is a registered investment advisor at Cetera Investment Advisers LLC, based in Mechanicsburg, PA, with 25 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5 Kacey Ct Ste 101, Mechanicsburg, PA, 17055
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2011Customer Dispute
February 2008Employment Separation After Allegations
March 2006Other Business ActivitiesSells Insurance
Joseph is an insurance agent selling health, Medicare, and property & casualty insurance, dedicating a few hours per week. He is also the owner/president of Ridgeline Wealth Solutions, a financial services DBA, spending full-time hours on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Pruco Securities, LLC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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