Brad Sharp is a registered investment advisor, based in Minneapolis, MN, with 23 years of industry experience.
Location
Minneapolis, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLC
November 2021 - Present · 4 yrs 6 mos
Transamerica Retirement Advisors, LLC
November 2021 - Present · 4 yrs 6 mos
Transamerica Investors Securities, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Fbl Wealth Management, LLC
August 2020 - August 2021 · 1 yr
Fbl Marketing Services, LLCBroker
July 2020 - August 2021 · 1 yr 1 mo
U.S. Bancorp Investments, INC.
April 2015 - March 2020 · 4 yrs 11 mos
U.S. Bancorp Investments, INC.Broker
March 2015 - March 2020 · 5 yrs
U.S. Bancorp Investments, INC.
March 2015 - March 2015 · 0 mos
Cetera Investment Advisers LLC
January 2014 - March 2015 · 1 yr 2 mos
Cetera Investment Services LLC
January 2014 - January 2014 · 0 mos
Cetera Investment Services LLCBroker
June 2013 - March 2015 · 1 yr 9 mos
Lincoln Financial Distributors, INC.Broker
June 2008 - January 2012 · 3 yrs 7 mos
Security Distributors, INC.Broker
August 2006 - June 2008 · 1 yr 10 mos
Allstate Distributors, L.L.C.Broker
August 2004 - July 2006 · 1 yr 11 mos
Usallianz Investor Services, LLCBroker
February 2001 - August 2004 · 3 yrs 6 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.