Nicholas Sangermano
Nicholas Sangermano is a registered investment advisor at MML Investors Services, LLC, based in Salem, NH, with 24 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
45 Stiles Rd, Suite 102, Salem, NH, 03079
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2008Other Business ActivitiesSells Insurance
Nicholas is an agent servicing indexed annuities since 2016, dedicating minimal time to this activity. He is also a sales representative selling life, health, disability, long-term care, fixed annuities, and equity-indexed life insurance products since 2020, spending a few hours per week on this.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Edward JonesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.