Wayne Oltjen
Wayne Oltjen is a registered investment advisor at Umb Financial Services, INC., based in Kansas City, MO, with 23 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $3.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.45% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15M+ | 0.45% |
Fees may be negotiable based on the client’s total relationship with UMB. Fees for the UMB Institutional Fixed Income Program will not exceed 1%.
Fee Estimator
Location
1010 Grand, Kansas City, MO, 64106
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wayne serves on the Investment Committee (and as Chair) for the Church of the Resurrection Foundation. He is also a licensed agent selling fixed rate insurance products for UMB Insurance (a few hours per week) and provides investment management services for UMB Bank (nearly full-time).
Employment History
Current Registrations
Umb Financial Services, INC.
Umb Financial Services, INC.
Umb Financial Services, INC.Broker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.