Joseph Bohen is a registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5680 Main Street, Williamsville, NY, 14221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph volunteers as a board member for the Buffalo Catholic Diocese St Joseph's Fund and the Catholic Academy of West Buffalo, dedicating minimal time to each. He also works full-time as a financial advisor at Robert F. Fahey Jr. & Associates.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Dopkins Wealth Management, LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mbsc Securities Corporation
Mbsc Securities CorporationBroker
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.