Kenneth Peavy
Kenneth Peavy is a registered investment advisor at Stonex Advisors INC., based in Wetumpka, AL, with 21 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
111 Company Street, Wetumpka, AL, 36092
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
June 2018Customer Dispute
August 2015Other Business Activities
Kenneth is the President/CEO of Paramount Wealth Management, LLC, an investment firm that solely trades through StoneX. He dedicates nearly full-time hours to this business activity.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Sterne Agee Asset Management, INC.
Sterne Agee Financial Services, INC.Broker
Thrivent Investment Management INC.Broker
Guidestone Financial ServicesBroker
Pfpc Distributors, INC.Broker
Wm Financial Services, INC.Broker
Pfpc Distributors, INC.Broker
Linsco/private Ledger CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.