Warren Steinborn
Warren Steinborn is a registered investment advisor at Osaic Wealth, INC., based in Indianapolis, IN, with 54 years of industry experience. Warren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
50 E 91st Street, Suite 103, Indianapolis, IN, 46240
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Regulatory History (1)
Customer Dispute
July 2003Other Business ActivitiesSells Insurance
Warren is a partner at National Partners Group, focusing on fixed insurance sales, and spends minimal time there. He is also the Founder/CEO of Maven Retirement Advisors (DBA), and President of WSI, Inc. (DBA Warren Steinborn Associates and Creative Planning Strategies), dedicating about two-thirds of his time to marketing and sales of fixed insurance products, retirement income planning, long-term care planning, and disability income planning.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
J.P. Turner & Company, L.L.C.Broker
J P Turner & Company Capital Management, LLC
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Intervest International Equities CorporationBroker
Conseco Securities, INC.Broker
Conseco Financial Services, INC.Broker
Washington Square Securities, INC.Broker
Reliastar Financial Marketing CORP.Broker
Provident Marketing CorporationBroker
Provident National Equities, INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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