Warren Steinborn
Warren Steinborn is a registered investment advisor at Osaic Wealth, INC., based in Indianapolis, IN, with 54 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
50 E 91st Street, Suite 103, Indianapolis, IN, 46240
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Regulatory History (1)
Customer Dispute
July 2003Other Business ActivitiesSells Insurance
Warren is a partner at National Partners Group, focusing on fixed insurance sales, and spends minimal time there. He is also the Founder/CEO of Maven Retirement Advisors (DBA), and President of WSI, Inc. (DBA Warren Steinborn Associates and Creative Planning Strategies), dedicating about two-thirds of his time to marketing and sales of fixed insurance products, retirement income planning, long-term care planning, and disability income planning.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
J.P. Turner & Company, L.L.C.Broker
J P Turner & Company Capital Management, LLC
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Intervest International Equities CorporationBroker
Conseco Securities, INC.Broker
Conseco Financial Services, INC.Broker
Washington Square Securities, INC.Broker
Reliastar Financial Marketing CORP.Broker
Provident Marketing CorporationBroker
Provident National Equities, INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.