Lisa Trivisone is a registered investment advisor, based in New York, NY, with 25 years of industry experience.
Location
11 Madison Avenue, New York, NY, 10010
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa owns a rental property in Hoboken, NJ since 2009. This activity is investment-related.
Employment History
Current Registrations
UBS Securities LLCBroker
July 2023 - Present · 3 yrs
UBS Financial Services INC.
April 2002 - Present · 24 yrs 3 mos
UBS Financial Services INC.Broker
March 2001 - Present · 25 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.