Jane Kwoun
Jane Kwoun is a registered investment advisor at W&s Brokerage Services, INC., based in Cerritos, CA, with 20 years of industry experience. Jane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 655 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $750K | 1.30% |
| $750K+ | 1.10% |
Minimum quarterly fee applies: $500 for Total Return, Income Oriented, Socially Conscious and Tax Aware accounts; $250 for EnFocus™ accounts; $75 for Companion EnFocus™ accounts.
Fee Estimator
Location
17777 Center Court Drive, Suite 625, Cerritos, CA, 90703
Get directionsHistory
Regulatory History (1)
Financial
September 2018Other Business ActivitiesSells Insurance
Jane works as a full-time sales agent for Western & Southern Life in Gardena, CA. This activity is insurance-related.
Employment History
Current Registrations
W&s Brokerage Services, INC.
W&s Brokerage Services, INC.Broker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Lincoln InvestmentBroker
Lincoln Investment Planning, INC
Capital Analysts, INC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.