David Kim
David Kim is a registered investment advisor at M3 Asset Management, INC., based in Pasadena, CA, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 20 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M3 Asset Management charges a fee based on a percentage of the assets they manage for you. This fee generally ranges from 0.25% to 2.00% per year, depending on the amount of assets and the type of investment management services provided. The fee is charged quarterly, in advance, based on the market value of your assets on the last day of the previous billing cycle.
Location
595 E. Colorado Boulevard, Suite 504, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business ActivitiesSells Insurance
David is a licensed insurance agent. His business address is 333 S. Grand Ave., 8th Floor Suite 845, Los Angeles, CA 90017.
Employment History
Current Registrations
M3 Asset Management, INC.
Previous Registrations
Wells Fargo Advisors, LLC
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley
UBS Financial Services INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.