Willie Tate
Willie Tate is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Columbia, MD, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
10320 Little Patuxent Pkwy, Columbia, MD, 21044
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Willie is involved with several organizations, including Alpha Phi Alpha Fraternity, Georgetown University Alumni Association Black Alumni Council, Urban Financial Services Coalition, Fairfax County Football Officials Association, Mount Vernon Officials Association, Nthrn VA Football Officials Association, Leveling the Playing Field, and JGH Educational and Charitable Foundation. These activities involve minimal time commitment and are not investment-related.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
TD Private Client Wealth LLCBroker
TD Private Client Wealth LLC
PNC InvestmentsBroker
PNC Investments
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.