Kellie Carroll is a CFP-designated registered investment advisor, based in Charlotte, NC, with 22 years of industry experience.
Location
214 N Tryon St, Fl 33, Charlotte, NC, 28202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2017 - February 2021 · 4 yrs 1 mo
Bb&t Securities, LLCBroker
January 2017 - February 2021 · 4 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
May 2013 - February 2017 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLC
May 2013 - February 2017 · 3 yrs 9 mos
Bb&t Asset Management, INC.
November 2005 - November 2005 · 0 mos
Bb&t Investment Services, INC.
November 2005 - May 2013 · 7 yrs 6 mos
Bb&t Investment Services, INC.Broker
November 2005 - May 2013 · 7 yrs 6 mos
Bb&t Investment Services, INC.
June 2005 - November 2005 · 5 mos
Bb&t Investment Services, INC.Broker
August 2003 - November 2005 · 2 yrs 3 mos
MML Investors Services, INC.Broker
July 2003 - August 2003 · 1 mo
State Registrations26 states
CACOCTFLGAILLAMAMDMEMIMNMSNCNJNVNYOHPASCTNTXVAVTWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.