Steven Schlegel is a CFP-designated registered investment advisor at Schlegel Dunn LLC, based in Plano, TX, with 25 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 154 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Schlegel Dunn charges an annual fee based on a percentage of your portfolio, billed quarterly in advance. The fee structure drops as your portfolio grows:
- Up to $750,000 — 1.25% per year
- $750,001 to $3,000,000 — 0.75% per year
- $3,000,001 to $10,000,000 — 0.55% per year
- Over $10,000,000 — 0.35% per year
Fees are negotiable at the firm's discretion.
Location
7160 Dallas Parkway, Suite 230, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven sells fixed insurance, dedicating minimal time to this activity. He is also a member and part-owner of SchlegelDunn LLC, an entity created for securities and insurance business, dedicating all of his time to this.
Employment History
Current Registrations
Schlegel Dunn LLC
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Linsco/private Ledger CORP.Broker
Walnut Street Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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