Scott Schlegel is a CFP-designated registered investment advisor at Schlegel Dunn LLC, based in Plano, TX, with 19 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 154 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Schlegel Dunn charges an annual fee based on a percentage of your portfolio, billed quarterly in advance. The fee structure drops as your portfolio grows:
- Up to $750,000 — 1.25% per year
- $750,001 to $3,000,000 — 0.75% per year
- $3,000,001 to $10,000,000 — 0.55% per year
- Over $10,000,000 — 0.35% per year
Fees are negotiable at the firm's discretion.
Location
7160 Dallas Parkway, Suite 230, Plano, TX, 75024
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott prepares a couple of individual tax returns each year. He is also a part owner of Schlegeldunn LLC, an entity created for securities, advisory, and insurance business, and sells fixed insurance products.
Employment History
Current Registrations
Schlegel Dunn LLC
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Lee Financial CORP
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brent Dunn, CFPSchlegel Dunn LLC
- Steven Schlegel, CFPSchlegel Dunn LLC
- Elizabeth Rivera, CFPVanguard Advisers, INC.
- Robert Knode, CFPKnode Wealth Management LLC
- Tyler Burtscher, CFPMariner
- Devin Ensing, CFA, CFPFisher Investments