Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
419 advisors
Number of Clients
31,228 clients
Average Client Portfolio
$793K average
Assets Under Management
$24.8B

Fee Structure

Minimum Investment:$10K
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Location

140 E. 45th Street, 36th Floor, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adriana works as registered support staff for Steward Partners Investment Advisory, LLC, an independent RIA, since 2016. She dedicates minimal time to this role, supporting advisory services for clients.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 3 yrs 9 mos
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 3 yrs 9 mos
Steward Partners Investment Advisory, LLC
February 2017 - Present · 9 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2015 - December 2016 · 1 yr 9 mos
Raymond James Financial Services, INC.Broker
February 2015 - May 2022 · 7 yrs 3 mos
UBS Financial Services INC.
June 2004 - February 2015 · 10 yrs 8 mos
UBS Financial Services INC.Broker
July 2002 - February 2015 · 12 yrs 7 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.