Adriana Depalma is a registered investment advisor, based in Bokeelia, FL, with 23 years of industry experience. Adriana is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Bokeelia, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Adriana works as registered support staff for Steward Partners Investment Advisory, LLC, an independent RIA, since 2016. She dedicates minimal time to this role, supporting advisory services for clients.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
Steward Partners Investment Solutions, LLCBroker
Steward Partners Investment Advisory, LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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