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CFP
KC
CFP

Kimson Cao

San Blas Advisory, INC.
22 Years of Experience
Houston, TX
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Kimson Cao is a CFP-designated registered investment advisor at San Blas Advisory, INC., based in Houston, TX, with 22 years of industry experience. Kimson is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 665 clients with $220M in assets under management.

San Blas Advisory, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
665 clients
Average Client Portfolio
$329K average
Assets Under Management
$218.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.75%
$2.0M - $5.0M1.50%
$5.0M - $10.0M1.25%
$10M+1.00%

Fees are negotiable between the client and advisor. Custodian transaction fees and other third-party charges may apply.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Houston, TX

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2024
Customer Dispute
May 2024
Pending
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
San Blas Advisory, INC.
June 2026 - Present · 4 mos
Sb Advisory, LLC
October 2024 - Present · 2 yrs
San Blas Securities LLC
September 2024 - Present · 2 yrs 1 mo
San Blas Securities LLCBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Sb Advisory, LLC
August 2024 - August 2024 · 0 mos
Edward Jones
November 2010 - August 2024 · 13 yrs 9 mos
Edward JonesBroker
November 2010 - August 2024 · 13 yrs 9 mos
Jonathan Roberts Advisory Group, INC.
February 2007 - December 2010 · 3 yrs 10 mos
J.W. Cole Financial, INC.Broker
July 2005 - December 2010 · 5 yrs 5 mos
Linsco/private Ledger CORP.Broker
May 2004 - July 2005 · 1 yr 2 mos
State Registrations7 states
CAILINMINCNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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