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KC
CFP
KC
CFP
Kimson Huu Cao
Sb Advisory, LLC
21 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Estate Planning
Financial Planning & Coaching
Investment Management
High Net Worth
Business Owners
Sb Advisory, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,045 clients
Average Client Portfolio
$274K average
Assets Under Management
$285.9M
Fee Structure
Minimum Investment:
None
Investment Management
Planning
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Location
3424 Peachtree Road Ne, Suite 2200, Atlanta, GA, 30326-1184
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Employment Separation After Allegations
July 2024
Customer Dispute
May 2024
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Sb Advisory, LLC
October 2024 - Present · 1 yr 4 mos
San Blas Securities LLC
September 2024 - Present · 1 yr 5 mos
San Blas Securities LLC
Broker
September 2024 - Present · 1 yr 5 mos
Previous Registrations
Sb Advisory, LLC
August 2024 - August 2024 · 0 mos
Edward Jones
November 2010 - August 2024 · 13 yrs 9 mos
Edward Jones
Broker
November 2010 - August 2024 · 13 yrs 9 mos
Jonathan Roberts Advisory Group, INC.
February 2007 - December 2010 · 3 yrs 10 mos
J.W. Cole Financial, INC.
Broker
July 2005 - December 2010 · 5 yrs 5 mos
Linsco/private Ledger CORP.
Broker
May 2004 - July 2005 · 1 yr 2 mos
State Registrations
5 states
CA
IN
NC
NY
TX
Advisor
Broker
Both
Exams
No exam information available for this advisor.