Charles Rose
Charles Rose is a CFP-designated registered investment advisor at Granite Rose Wealth Alliance LLC, based in Fairfield, NJ, with 24 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 88 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.75% |
| $3.0M - $4.0M | 0.65% |
| $4.0M - $5.0M | 0.55% |
| $5M+ | 0.45% |
Fees may be negotiable. No fees will exceed 2%.
Fee Estimator
Location
350 Passaic Avenue, Suite 103, Fairfield, NJ, 07004
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles sells fixed insurance as an agent since 2019, dedicating about 10% of his time during securities trading hours. He also provides tax preparation services as a Tax Preparer/Associate with Koslow CPA since 2020, spending minimal time during regular business hours.
Employment History
Current Registrations
Granite Rose Wealth Alliance LLC
Previous Registrations
Clarus Group LLC
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
Invest Financial CorporationBroker
National Planning CorporationBroker
Sii Investments, INC.Broker
Investment Centers of America, INC.Broker
Lord, Abbett & CO. LLC
Lord Abbett Distributor LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.