Franklin Borders is a registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Franklin is involved in real estate rental through FBB Property Management since June 2020. He also has a DBA for his LPL business under the same name since March 2021.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
C F Parks INC
Commonwealth Financial NetworkBroker
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLCBroker
Raymond James Financial Services, INC.Broker
Nbc Securities, INC.Broker
First Citizens Securities CorporationBroker
First Citizens Investor Services, INC.Broker
Amsouth Investment Services, INC.Broker
Banc of America Investment Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.