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Alma Estrada

24 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
8 advisors
Number of Clients
178 clients
Average Client Portfolio
$932K average
Assets Under Management
$165.9M

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee
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Location

1221 Brickell Avenue, Suite 2040, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alma is a registered representative at UCAP Securities, LLC and an assistant to an FA Registered Representative. She is also registered with UCAP Asset Management LLC as an assistant to an IAR.

Employment History
Current Registrations
Ucap Americas
October 2021 - Present · 4 yrs 4 mos
Ucap AmericasBroker
October 2021 - Present · 4 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - November 2021 · 18 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - November 2021 · 18 yrs 4 mos
Prudential Securities Incorporated
April 2003 - July 2003 · 3 mos
Prudential Securities IncorporatedBroker
August 2002 - July 2003 · 11 mos
Coutts Securities INC.Broker
June 2001 - August 2002 · 1 yr 2 mos
State Registrations6 states
CACOFLGATXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alma Estrada - Financial Advisor | TrueAdvisor