Alma Estrada is a registered investment advisor at Ucap Americas, based in Miami, FL, with 25 years of industry experience. Alma is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 189 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable at the sole discretion of the firm or representative, up to a maximum of 2.0% annually. Some representatives use tiered schedules while others use a flat percentage.
Fee Estimator
Location
1221 Brickell Avenue, Suite 2040, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alma is a registered representative at UCAP Securities, LLC and an assistant to an FA Registered Representative. She is also registered with UCAP Asset Management LLC as an assistant to an IAR.
Employment History
Current Registrations
Ucap Americas
Ucap AmericasBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Coutts Securities INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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