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CFP

Daniel Schmaltz

MML Investors Services, LLC
19 Years of Experience
Scottsdale, AZ
Broker
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Daniel Schmaltz is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Scottsdale, AZ, with 19 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6263 N Scottsdale Rd, Suite 140, Scottsdale, AZ, 85250

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is a director for Desert Springs Bible Church, Young Life Arizona, and Disarming Leviathan, all Christian ministries, dedicating minimal time to each. He is also a managing member of DTS Financial Group, LLC, a pass-through entity for business expenses, and spends minimal time managing its books and records.

Employment History
Current Registrations
MML Investors Services, LLC
March 2023 - Present · 3 yrs 7 mos
MML Investors Services, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Thrivent Investment Management INC.
November 2012 - March 2023 · 10 yrs 4 mos
Thrivent Investment Management INC.Broker
August 2012 - March 2023 · 10 yrs 7 mos
M Holdings Securities, INC.Broker
February 2009 - August 2012 · 3 yrs 6 mos
LPL Financial Corporation
July 2007 - December 2008 · 1 yr 5 mos
LPL Financial CorporationBroker
June 2007 - December 2008 · 1 yr 6 mos
State Registrations7 states
AZCANENVORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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